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Second National Metropolis Conference
Immigrants and Civic Participation:
Contemporary Policy and Research Issues

Montréal, November 1997


Civic Participation, Awareness, Knowledge and Skills
by James S. Frideres, Professor
Department of Sociology
The University of Calgary


Introduction

This paper will review the recent literature focusing on correlates of civic involvement in Canada and in other democratic societies. In carrying out this task, we have discovered many dimensions of civic involvement, e.g., participation, awareness, skills, and knowledge.1 This subject is an integral part of the mandate of the renewed multicultural program which identifies one of the goals/objectives of the policy is to develop an individuals' capacity and opportunity to participate in shaping the future of their community and their country.

I do not plan to discuss the controversies about a discourse of civil society which have been raging over the past three decades. Thus, I will not revisit controversies between the defenders of the elite versus the participatory model of democracy, between the rights-oriented liberalism and communitarianism or between the neoconservative defenders of a free market versus those defending the welfare state. This is a paper which summarizes the recent, extant literature on civic participation, awareness, knowledge, and skills.2

Civic Involvement

The traditional idea in the Western Democracies has been that it is desirable for the effective functioning of the democratic system that the individual be disposed to play an active part in the working of the system, as voter, community participant, worker, activist, political party member. It is felt that each citizen has to be persuaded that he/she has a responsibility to be informed and be an active participant in the democratic system. In the end, all members of society should be able to judge the efficacy of various points of view and act on the basis of what seemed to be the wisest course of action. This would allow each citizen to make wise decisions and society could function in a stable manner.3

Civic involvement may be evident in a number of settings. The most common are voluntary community organizations.4 These organizations are geographically based, operating in specific places, volunteer driven, with a primary resource of "human capital", locally initiated, responding to local conditions, and focusing on specific problems confronting the local population. When operating at their peak, these organizations transform isolated individuals into public citizens and contribute to the stability of society.5

At a more specific level, these organizations empower individuals and communities to gain mastery over their affairs.

Before proceeding further, we need to be conceptually clear in the use of our term "civic involvement". Civic involvement (some might say civic culture) represents the patterning of how we share a common space, common resources, and common opportunities and manage interdependence in that "company of strangers" which constitutes the public (Selman, 1991). It represents a tangle of human connections, past and future; at the same time it defines entitlements and responsibilities.6 We are concerned with how we manage that inter-dependence in Canada and about the role of individuals, acting singly or in concert with others, as participants or citizens within that process.7 There is an assumption that the building of a sense of community acts as a mechanism to stimulate the healthy development of the environment and the people who inhabit it. We are concerned how this process operates within our social and political system.8

After reviewing many works on the subject matter (both theoretical and empirical), it is clear that civic involvement is multidimensional and operates at a number of levels. For example, civic involvement may involve such mundane activities as a family discussion about government policy, a peer group discussion regarding political candidates during an election or canvassing for a local charitable organization. It may also entail more visible actions such as supporting a candidate running for political office, running for political office, participating in a referendum, lobbying government, or engaging in protest activities. The many levels of involvement may be focused on the individual, the family, local community, region or nation. Finally, it should be noted that the context for these activities is also varied, taking place in a work setting, educational institution, ethnic community, voluntary association, religious organization or other milieu corroborating the belief that civic involvement may be secular (political, economic) or religious in nature.

Nonetheless, each context has a potential impact upon an individuals capacity and/or opportunity to participate in the future of their community or country. We begin by presenting a general model which reveals the dynamic nature of civic involvement as well as how changing individual and structural factors impinge upon the level of participation, awareness, knowledge, and skills. It also reveals the synergistic linkage between the individual and the social structure in which they operate. We then look at correlates of civic involvement in an attempt to ferret out those social and structural factors which are related to civic involvement. Next, we look to the literature to identify those similarities and differences between native born and immigrant Canadians with regard to civic participation, knowledge, awareness and skills.

As noted above, we will first look at those factors which are related to civic involvement and then turn our attention to research which has focused on the consequences of civic involvement.

Why do people participate?

The issue of civic involvement has been of interest since the turn of the century. Social scientists have argued that involvement in one s family, private clubs, voluntary associations and the political system are necessary components of stable, well functioning societies. This in turn is conducive to a stable democratic polity.9 The position taken by Canadians (congruent with the work of Alexis de Tocqueville), is that without active participation on the part of citizens in egalitarian institutions, there will be no way to maintain the democratic character or the political culture of social and political institutions.

Because modern civil society is based upon egalitarian principles and universal inclusion, experience in articulating the political will and in collective decision making is crucial to the reproduction of democracy. As such, if Canadians wish to continue to live in a civil society, they must develop social associations cutting across class structures, neighborhoods, develop networks of mutual aid, all of which provide a collective service and promote a civil society.

Over the past two decades, a number of disciplines such as Sociology, Political Science, and Social Work have contributed theories and models to the study of civic awareness, knowledge, skills and participation. (See Figure 1) The explicit assumption is that civic involvement will have a wide variety of benefits at the national, community, interpersonal and individual level (Wandersman and Florin, 1997). For example, many times, communities, government agencies, or other organizations have looked to civic involvement as a way to provide a solution to a problem, e.g., urban service delivery, health promotion, disease prevention, crime and drug abuse prevention, welfare reform, mental health service delivery.

Current research suggests that individuals become involved in civic activities depending on the benefits and costs of participation. Research further stipulates that, to be effective as incentives, benefits are "selective" or "private" in that they specifically reward members for their individual contributions and are only obtainable by those who actually participate. If you can't, or can get the rewards elsewhere, or by letting others do it, it is likely that individuals will not participate and engage in "free rider" behaviour. Selective incentives are not only material, e.g., money, but can also be nonmaterial (solidarity), e.g., friendship, personal satisfaction. Research also suggests that purposive benefits, which are derived from suprapersonal goals of the organization, include such activities as bettering the community, doing one's civic duty, and fulfilling a sense of responsibility.10

The most active participants in voluntary organizations, e.g., leaders, are primarily motivated by purposive benefits such as working toward the improvement of the neighborhood or community. Others have suggested that the enjoyment of leadership and organizing as well as ego gratification are important motivators. However, solidarity benefits are also important for these individuals. Material motives were found to play a relatively minimal role as motivator for the most active participants. In general, purposive motives are important initiating participation while solidarity, purposive and material motives are important for sustaining participation. Costs are negatively associated with any form of involvement. (See Figure 2)

Within the "cost-reward" model, three factors have been identified as influencing an individuals participation in voluntary organizations: perception of the environment, ones social relations, and one's perceived control and empowerment within the community.

1. perception of environment: Individuals judge the degree to which their environment (or a specific aspect of the environment) is positive or negative to the individual. If viewed negatively, stress and arousal result, e.g., fear of crime, lower property values, and social withdrawal from civic involvement occurs. Viewed in this light, perception of environmental problems can serve as a motivator to action since in many cases organizations are created as a response to the threat or reality of physical deterioration. Research shows there is a curvilinear relationship between perception of environmental problems and individual participation in a voluntary organizations.

2. one's social relations: This refers to social interaction with neighbors, e.g., borrowing, informal visits, help in emergency. Research shows that when people engage in and feel a sense of community, they interact more with their neighbors. Moreover, the presence of social networks within a neighborhood helps regulate social behaviour through normative mechanism called informal social control. With the establishment of social norms, individuals have a clear sense of rights and responsibility which in turn motivates individuals to engage in civic activities.

3. perceived control and empowerment: Perceived control relates to the beliefs an individual has about the relationship between actions (behaviours) and outcomes.

Individuals evaluate the likelihood that their own individual efforts (or a group of people working together), can solve a specific problem. This expectancy will influence an individuals civic involvement. Research shows a similar impact is related to an individuals locus of control.

At the same time there are pull factors involved in moving individuals to greater civic involvement, there also are push factors which keep them from doing so. These barriers to civic involvement include such structural factors as receptivity of host society, levels of racism/discrimination, and the host society beliefs about "ethnics" and/or immigrants. In addition, a number of socio-demographic factors as well as attitudes and beliefs are linked to low levels of civic awareness, knowledge, and participation. Thus, it is important to realize that the impact of each independent variable is not simply one which ranges from no relationship to a positive one. In some cases, low levels of the independent variable, e.g., education, seems to have a negative impact on the civic involvement or awareness of the individual.

Correlates of Civic Involvement

We now move to the more general literature on citizen participation and "civic involvement" in an attempt to isolate those factors which are theorized to have an impact upon civic awareness, knowledge, participation, and skills.11 There is a considerable body of theory regarding the issue of civic involvement while at the same time, very limited empirical data to support those theoretical claims. Figure 3 identifies those hypothesized and empirically tested independent variables related to one or more of the many dimensions of civic involvement. Standard socio-demographic factors have been the most cited contributors to civic involvement although the theoretical rationale for how these variables impact upon civic involvement is seldom presented. Nevertheless, most researchers point to the contextual environment in which individuals operate and these also have an impact on civic involvement. Unfortunately, these structural factors have not been well researched. Another set of variables are those defined as "beliefs or attitudes". For example, researchers have found that many individuals have "private regarding" attitudes that cause them to act in their own special interest and withdraw from the process of public participation. Others have attitudes of "nonparticipation" or practice a "culture of silence" which present barriers to civic involvement.

Finally, most researchers point to time as an important mediating variable. As individuals mature, become educated, gain status in the community, their participation, knowledge, skills, and awareness in civic activities changes. Similarly, as social structure evolves over time, the impact of specific structures varies. Thus contextual variables form an important envelope in which individuals operate.

The results in Figure 3 show that many individual factors show a positive relation to civic participation. However, other dimensions of the concept have not been subjected to empirical testing. What is lacking in this review is an analysis of "paths", multiple impacts, and "multicollinearity" of the individual variables.

Immigrant vs. Native Born Civic Involvement

There is a belief that deep cultural and value differences between immigrants and native born Canadians make the successful integration of recent immigrant groups very difficult (Weinfeld, 1994). Government today takes the position, as did Marshall (1965), that integration assumes that there are core values of a culture which are more or less stable and a process of incorporation of different groups will take place within a common national community. At the same time, we have taken the position that one can be ethnic and yet share a common citizenship, a position that many European countries have yet to debate, e.g., France, Germany.

Most research clearly demonstrates that social membership is obtained by immigrants gradually over a long period of time. It is the result of participation in the civil society, in the daily life, in the labour and housing markets, in leisure time activities, and associational life. Immigrants become members not by way of formal decisions, but as a matter of fact and, they begin to behave as members of society after some minimum period of residence, generally regarded as between three and five years.12

Researchers focusing on civic involvement of immigrants hypothesize differences between immigrants and native born Canadians.13 Figure 4 reveals those variables which reveal different levels of civic involvement for native born and immigrant Canadians.

 

Impacts of Civic Involvement

The final section of our paper focuses on the consequences of civic involvement. Research shows that participation in civil society such as voluntary organizations, provides opportunities for learning about public issues and acquiring skills, knowledge and practical experience of relevance to the role of functioning as a citizen. People gain knowledge about specific aspects of our society, e.g., social or public policy, also gain deeper convictions about the values which are at work in our society and how they are applied.

Finally, civic involvement allows people to see how the processes of social and political change work and how it is possible to have impact on the direction of change.14 In summary, most research on citizen participation in community organizations (of all types and forms) has shown a positive impact on: a) the community, b) organizations, and c) individuals. The specific variables are outlined in Figure 5.

 

Conclusion

The dilemma facing Canadians is how can we build civic involvement? How can inclusion, shared identity and political unity occur when diversity reigns? We must remember that nominal civic participation is the membership of a state, while citizenship means generalized rights. This statement embodies the idea that membership in a society refers to several subsystems, the economic, social, political. Furthermore, it illustrates the inter-connectivity of the subsystems. For example, when economic subsystems are being globalized, the political subsystems, the basically unaltered territorial nation states, tend to lose some of their political control. International migration is one important example of this "disjuncture" between the economic and the political, and against the principles of liberal democracy a growing number of permanent residents are excluded from civic membership.15

Globalization presents people with an unending stream of products, ideas, values which threaten to destabilize links between the citizen and the state, unless they are constrained by the positive identification with the polity that an enriched practices of citizenship can generate (Kaplan, 1993). Our argument is that "community16 as a place" is disappearing, and taking its place is "community as space". As a result, Canadians must rethink the concept of "community" and take steps by which civic involvement acknowledges this new conceptualization of "community".


BIBLIOGRAPHY

Baubock, R. 1994 Transnational Citizenship: Membership and Rights in International Migration, Aldershot, Edward Elgat.

Beaudry, L 1991 "Les intellectuels au Quebec et la citiyennete: une trajectoire ideologique en quete d'identite" in Citoyennete et nationalite: perspectives en France et au Quebec, D. Colas, C. Emeri and J. Zylberberg (eds), Paris, Presses universitaire de France.

Beenstock, M. 1993 "Failure to Absorb: Remigration by Immigrants into Israel," International Migration Review, 30, 4: 950-978.

Bobbio, N. 1987 The Future of Democracy, Oxford, Polity Press

Cairns, A. and C. Williams 1986 Le constitutionnalisme, la citoyennete et da societe au Canada, Ottawa, 33, Commission royale sur l union economique et les perspectives le developpement du Canada.

Chavis, D. and A. Wandersman 1990 Sense of Community in the Urban Environment: A Catalyst for Participation and Community Development", American Journal of Community Psychology, 18,1:55-81.

Checkoway, B. and M. Zimmerman 1992 "Correlates of Participation in Neighborhood Organizations", Administration of Social Work, 14,3:45-65.

Cohen, J. and A. Arato 1992 Civil Society and Political Theory, The MIT Press, Cambridge, Massachussetts.

Crete, J and J. Zylberberg 1991 "Une problematique floue: l'autorepresentation du citoyen au Quebec", in Citoyennete et nationalite: perspectives en France et au Quebec, D. Colas, C. Emeri, J. Zylberberg (eds), Paris, Presses universitaires de France.

Daley, J. and J. Angulo 1994 "Understanding the Dynamics of Diversity with Nonprofit Boards", Journal of the Community Development Society, 25,2:172-188.

Deschamps, G. 1985 "Etude longitudinale sur l'adaptation socio-economique des refugies Indochinois au Quebec: La deuxieme anne de sejour", (Cahier No 3), Montreal, Ministere des Communautes Culturelles et de l'immigration, Gouvernement du Quebec.

Dorais, L. J. 1991 "Refugee Adaptation and Community Structure: The Indochinese in Quebec City, Canada", International Migration Review, 25,3:137-152.

Dumont, G. 1995 Les Migrations Internationales. Les Nouvelles Logiques Migratoires, Paris, SEDES.

El Haili, A. 1992 Sondage sur les communautes culturelles, 1991, Document de travail.

Florin, P. and A. Wandersman 1990 "An Introduction to Citizen Participation, Voluntary Organizations, and Community Development: Insights for Empowerment Through Research", American Journal of Community Psychology, 18,1:41-54.

Gadacz, R. (ed) 1986 Challenging the Concept of Citizenship, Edmonton, CSC Consulting Services

Green, L. 1986 "The Theory of Participation: A Qualitative Analysis of its Expression in National and International Health Policies", Advances in Health Education and Promotion, 1, A:211-236.

Hasson, S. and D. Ley 1994 Neighbourhood Organizations and the Welfare State, Toronto, University of Toronto Press.

Johnson, A. and A. Sack 1996 "Assessing the Value of Sports Facilities: The Importance of Noneconomic Factors", Economic Development Quarterly, 10,4:369-381.

Kaplan, W. 1993 Belonging, Montreal and Kingston, McGill-Queen s University Press.

Knack, S 1992 "Civic Norms, Social Sanctions, and Voter Turnout", Rationality and Society, 4,2:133-156.

Kymlicka, W. 1992 Theories recentes sur la citoyennete, Multiculturalisme et Citoyennete Canada, Ottawa.

Lafferty, W. 1993 Participation and Democracy in Norway, Oslo, Universitetsforlaget.

Marshall, T. 1965 Class, Citizenship, and Social Development: Essays, Garden City, New York, Anchor Books.

Montgomery, J. 1996 "Components of /Refugee Adaptation," International Migration Review, 30,3: 679-702.

Perkins, D., B. Brown, R. Taylor 1996 "The Ecology of Empowerment: Predicting Participation in Community Organizations", Journal of Social Issues, 52,1:85-110.

Prestby, J. et al. 1990 "Benefits, Costs, Incentive Management and Participation in Voluntary Organizations: A Means to Understanding and Promoting Empowerment", American Journal of Community Psychology, 18,1:117-149.

Putnam, R. 1993 Making Democracy Work: Civic Traditions in Modern Italy, Princeton, New Jersey, Princeton University Press.

Ralston, H. 1994 "Community Organization Among South Asian Immigrant Women in Canada", Paper presented at the International Sociological Association.

Renaud, J., S. Desrosiers, A. Carpentier 1993 Trois annees d'etablissement d'immigrants admis au Quebec en 1989, Portraits d'un procedessus, Montreal, Departement de sociologie, Universite de Montreal et Institut quebecois de recherche sur la culture.

Roche, M. 1992 Rethinking Citizenship, Cambridge, Polity Press

Schlozman, K. , K. Lehman, N. Burns, J. Donahue 1995 "Gender and Citizen Participation: Is There A Different Voice?", American Journal of Political Science, 39:22-67.

Selman, G. 1991 Citizenship and the Adult Education Movement in Canada, Vancouver, Centre for Continuing Education and the International council for Adult Education.

Valelly, R. 1996 "Couch-Potato Democracy?", American Prospect, 25, March-April, 25-26.

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Wandersman, A. 1984 "Citizen Participation", in K. Heller, et al (eds), Psychology and Community Change, Homewood, Illinois, Dorsey Press.

Weinfeld, M. 1994 "Ethnic Assimilation and the Retention of Ethnic Cultures", in Ethnicity and Culture in Canada: The Research Landscape, J. Berry and J. Laponce (eds), Toronto, University of Toronto Press, pp. 238-266.

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Yin, R. 1977 Goals for Citizen Involvement: Some Possibilities and Some Evidence", in P. Marshall (ed), Citizen Participation Certification for Community Development, Washington, D.C., NAHRO.

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Figure 1. Theories of Citizenship and their Salient Attributes*

The Right: -beyond entitlement
-self supporting in the market place
-do not look to the state to solve individual problems
The Left: -more individual freedom
-welfare state citizenship
-reliance on macro-economic policy
-rights precede responsibilities
Civil Society: -civility and self restraint
-reliance upon voluntary associations
-government to promote network of associations
Feminism: -structural barriers imposed upon women
-ideology of "protection" over "acquisition"
-virtues of the private sphere, e.g., family
Liberal Virtue: -political responsibility
-civility and self-restraint in private life
-willingness to engage in public discourse
-ability to question authority
-public reasonableness
Civic Republicanism: -active and virtuous citizenry
-political participation valued for its own sake
-political life is superior to other private pleasures
-high level of prominence in society

Source: Kymlicka, 1992.

* While there are commonalties among the various theories, each seems to accentuate aspects not considered important by others. Nevertheless all seem to agree that today's citizens are passive citizens and research suggests that today's generation is more so than the past. Moreover, one can see that there is substantial disagreement as to how full membership and participation can be effected.


Figure 3. Hypothesized and Empirically Tested Correlates of Civic Involvement and their Direction

Civic Involvement

Individual Attributes Participation Awareness Skills/Knowledge
Age 0 0 0
Education + + +
Sex + + +
Language Ability + + -
Residence 0    
Income  + + +
Social Class + + +
Occupation  + + +
Occupation Prestige + + +
Marital Status +    
Own / Rent House +    
Material Benefits  + +  
Presence of Children + + +
Ethnicity - - -
Locus of Control + +- +-
Quality of Life + +  
Political Involvement + + +
Attitudes      
Beliefs about Immigrants + +  
Media Usage  +-   +-
Labour Force Participation + 0 0
"Presence" of Relatives + - -
Structural Factors      
Networks  + +  
Government Policy Discrimination - - -
State of Economy - - -
Institutional Completeness - -  
Economic Capacity + +  
Social Receptiveness + +  
Historical Experience     +
Size of Community      
-Total - -  
-Minority      
Labour Force Participation + +  

Note: + means positive relationship,
- means negative relationship,
0 = no relationship, blank means no data available.
Bold/larger face refers to empirical results.


Figure 4. Factors Related to Civic Involvement Comparing Immigrants and Native Born Canadians

  Difference Similar Relationship
Age   X  
Sex X    
Education   X  
Income   X  
Social Class   X  
Occupation   X  
Marital Status X    
Own Home   X  
Language Ability   no control group (+)
Willingness to Integrate   no control group (+)
Presence of Children X    
Attitudes X X  
Beliefs X X  
Network X    
Length of Time   no control group (+)
Age of Entry   no control group (+)
Media Usage      
- Mass   X  
- Minority X X  


Figure 5. Effects of Civic Involvement: Empirical Results

Dependent Variable
Effect of Civic Involvement

Independent Variable
Civic Involvement
- higher individual competencies
- higher self confidence
- sense of citizen duty
- lower feeling of helplessness
- provision of services
- sense of community
- community development
- higher social cohesion
- higher efficacy
- residential satisfaction
- perception of social issues
- higher sense of security
- higher rates of friendliness
- personal satisfaction
- high level of community norms
- less confusion over rights and responsibilities
- low levels of alienation
- higher levels of integration
- high level of community development
- voting behaviour increases- social integration increases
- change physical environment
- reduce crime level
- increase level of neighboring
- decreased deterioration of physical environment
- increased social services at community level


Footnotes

1 The review of literature revealed a body of literature focusing on civic awareness and knowledge of children. However, for purposes of the present paper, this research has not been included.

2 The controversy over civic participation during the 50's and 60's both in Canada and in the United States precipitated considerable research and debate. However, since that time, little systematic research has been carried out on the issue.

3 Today, only three Charter rights are expressly given to Canadian citizens: There are:. the right to vote and be qualified for membership in the House of Commons or a provincial legislature, mobility rights and minority-language education rights. Other rights are conferred variously on "everyone" "any person" every individual or any member of the public in Canada. The Charter also constrains governments capacity to confer benefits or impose restriction on the basis of citizenship.

4 Participation has been measured using such indicators as, cleanup and beautification programs, home repair and improvement programs, building projects, provision of services (joint or with government agency), voting, political action, and other forms of membership in voluntary associations.

5 At the same time, it is known that the "mortality" rate of voluntary organizations exceeds fifty percent in the first year of operation. This of course may be a result of the organization "solving" the problem confronting the local group or upon seeing the futility of its actions, simply decline and "die".

6 Researchers have differentiated between "quality" participation which refers to its impacts on outcomes at multiple levels, and "scope" which focuses on frequency or duration of occurrence.

7 Social citizenship refers to those rights and duties of citizenship concerned with the welfare of people as citizens, taking welfare in a broad sense to include such things as work, education, health and quality of life.

8 The inputs-outputs approach of systems theory envisions public policy as the response of the political system to inputs, or forces brought to bear upon it from the societal environment. Other models of policy making including interest group theory, institutional and organizational approaches, and the "bureaucratic" politics model, all emphasize the importance of the political system itself. Earlier policy outputs become subsequent inputs.

9 Canadians have favoured the peace, order and good government approach over the life, liberty and pursuit of happiness approach taken by our southern neighbors. We have not been discriminating in supporting good government and have subordinated ourselves to the community. In the end, our deference to authority has fostered a citizenry which is law abiding. However, citizenship must extend beyond mere obedience to authority. We must participate in the debates of democracy to ensure that the laws are good and fair. Only then will we achieve good government.

10 Material benefits are tangible rewards, solidarity benefits are derived from social interactions and purposive benefits are derived from suprapersonal goals of the organization.

11 Researchers have identified four types of organizations which have influence an individuals civic participation: institution directed (committed to the welfare of the institution), volunteer group-directed (committed to the organization itself), problem directed (committed to the mission of the organization,) and social change directed (committed to certain social ideals and a particular vision of the future.

12 Canada pays lip service both to the principle of inclusiveness and to the idea of rights to remain in a country based on a social membership established by long residence.

13 The results presented do not differentiate between voluntary immigrants and refugees. This lack of distinction results from the research designs utilized which do not differentiate between the two

14  The use of study circles has been utilized by some countries, e.g., Sweden, to involve the public in civic activities.

15 Civil societies can always be more just and civil disobedience is just one way of achieving this utopian justness. Past acts of civil disobedience, workers strikes, sit-ins, boycotts, were all once illegal but we now consider them to be normal. Civil disobedience, for some, constitutes a litmus test for democracy.

16 A sense of "place" or community refers to the relationship between the individual and the social structure.


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